Category : Templates

    Post-Audit Client Feedback Form

    Feedback form to share with the client institution after the completion of the audit. Includes a ranking matrix and room for open-ended feedback.

    Compliance Scorecard

    Rubric scale from 1- 5 defining various compliance levels when evaluating audit criteria. In Excel format.

    TOR: Generic Management Audit

    Objectives:
    1. Review the effectiveness and efficiency of internal controls utilized to manage the financial and accounting function over the incurrence and recording of the expenditures;
    2. Review the efficiency and effectiveness of management systems including governance, HR, organizational structure and strategic planning; and
    3. Assess the adequacy of the performance management framework including data collection, analysis, and reporting.

    TOR: Human Resources

    Objectives:
    1. Examine if the current HR capacity and organization structure can sufficiently support the long-tern programmatic needs of the Institution; and
    2. Assess the extent to which HR risks (and possible mitigation strategies) have been identified, documented, and addressed by the Institution.

    TOR: Sports Festival

    Objectives:
    1. To assess the effectiveness and efficiency of financial systems and controls in place, including those related to payment processing, budgeting, and record keeping.
    2. To assess the effectiveness and efficiency of the program management including program planning, risk management, policies and procedures and human resource management.